-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L3VHjG8shIo09Gtx3pERs72+LYlxSRkRR20XZqc9N/Qqp/VqH7LyzyjzVOM9xgRT BRwscwhaYyeqjyWHdPqBxA== 0000919574-99-000276.txt : 19990211 0000919574-99-000276.hdr.sgml : 19990211 ACCESSION NUMBER: 0000919574-99-000276 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASSISTED LIVING CONCEPTS INC CENTRAL INDEX KEY: 0000929994 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 931148702 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43405 FILM NUMBER: 99528798 BUSINESS ADDRESS: STREET 1: 11835 NE GLENN WIDING DRIVE STREET 2: BLDG E CITY: PORTLAND STATE: OR ZIP: 97220-9057 BUSINESS PHONE: 5032526233 MAIL ADDRESS: STREET 1: 11835 NE GLENN WIDING DRIVE STREET 2: BLDG E CITY: PORTLAND STATE: OR ZIP: 97220-9057 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RH CAPITAL ASSOCIATES LLC CENTRAL INDEX KEY: 0001032991 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 55 HARRISTOWN ROAD CITY: GLENROCK STATE: NJ ZIP: 07492 BUSINESS PHONE: 2014442850 FORMER COMPANY: FORMER CONFORMED NAME: RH CAPITAL ASSOCIATES DATE OF NAME CHANGE: 19970211 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: * Name of Issuer: Assisted Living Concepts Title of Class of Securities: Common Stock CUSIP Number: 42255001 (Date of Event Which Requires Filing of this Statement) February 1, 1999 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 42255001 1. Name of Reporting Person I.R.S. Identification No. of Above Person RH Capital Associates, LLC 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 1,067,800 7. Sole Dispositive Power: 8. Shared Dispositive Power: 1,067,800 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,067,800 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -2- 11. Percent of Class Represented by Amount in Row (9) 6.1% 12. Type of Reporting Person CO -3- Item 1(a) Name of Issuer: Assistant Living Concepts (b) Address of Issuer's Principal Executive Offices: 9955 SE Washington Suite 300 Portland, Oregon 97216 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: RH Capital Associates, LLC 55 Harristown Road Glen Rock, New Jersey 07452 RH Capital Associates, LLC - Delaware limited liability company (d) Title of Class of Securities: Common Stock (the "Common Stock") (e) CUSIP Number: 42255001 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, -4- (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: 1,067,800 shares (b) Percent of Class: 6.1% (c) 0 shares with sole power to vote or to direct the vote; 1,067,800 shares with shared power to vote or to direct the vote; 0 shares with sole power to dispose of or to direct the disposition of; 1,067,800 shares with shared power to dispose of or to direct the disposition of. Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A -5- Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A Item 10. Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RH CAPITAL ASSOCIATES, LLC By: /s/ Robert Horwitz ______________________ ROBERT HORWITZ Managing Member February 10, 1999 -6- 42255001.AE7 -----END PRIVACY-ENHANCED MESSAGE-----